Corporate Overview

Company Name

FPL SECURITIES INC.

Company Name in Japanese

ＦＰＬ証券株式会社

Directors

Establishment

17 December, 2014

Business

Securities Dealer

Capital

JPY 190,000,000（Incl. Legal Capital Surplus）

Head Office

Wall 205, Nishi 10-2-7, Kita 2-jo, Chuo-ku, Sapporo, Hokkaido, 060-0002, Japan Tel: +81-11-206-6481

Tokyo Office

IsaI AkasakA 1908, 5-2-33, Akasaka, Minato-ku, Tokyo, 107-0052, Japan Tel: +81-3-6849-6117

Registration

Director of Hokkaido Local Finance Bureau (Financial instruments firms) No.45

Membership in Associations

Japan Securities Dealers Association
Japan Investment Advisers Association

Membership in Investor Protection Funds

Japan Investor Protection Fund

History

Dec, 2014: Founded as insurance agency “FPL Insurance Co., Ltd.”
Feb, 2016: Increased capital to JPY75,000,000 (incl.Legal Capital Surplus)
Mar, 2016: Increased capital to JPY190,000,000 (incl.Legal Capital Surplus)
Oct, 2016: Registered as a Type 1 Financial Instruments Business Operator
Changed the company name to FPL Securities Inc.
Dec, 2016: Start of business of financial instruments business
Nov, 2018: Registration as Investment Advisory and Agency
Apr, 2025: Opened Tokyo Office to enhance client service and expand operations